Certificate in Financial Regulations: Compliance
-- ViewingNowThe Certificate in Financial Regulations: Compliance is a comprehensive course that provides learners with critical insights into the complex world of financial regulations. This program is essential for professionals seeking to stay updated with the ever-evolving regulatory landscape and enhance their career prospects in the financial industry.
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⢠Financial Regulations Overview
⢠Compliance Framework and Architecture
⢠Risk Management and Compliance
⢠Anti-Money Laundering (AML) and Know Your Customer (KYC) Regulations
⢠Financial Conduct Authority (FCA) Regulations and Compliance
⢠Securities and Exchange Commission (SEC) Regulations and Compliance
⢠Compliance Program Development and Implementation
⢠Compliance Monitoring and Testing
⢠Compliance Reporting and Communication
⢠Regulatory Ethics and Professional Conduct
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