Certificate in Financial Regulations: Compliance
-- ViewingNowThe Certificate in Financial Regulations: Compliance is a comprehensive course that provides learners with critical insights into the complex world of financial regulations. This program is essential for professionals seeking to stay updated with the ever-evolving regulatory landscape and enhance their career prospects in the financial industry.
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AboutThisCourse
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โข Financial Regulations Overview
โข Compliance Framework and Architecture
โข Risk Management and Compliance
โข Anti-Money Laundering (AML) and Know Your Customer (KYC) Regulations
โข Financial Conduct Authority (FCA) Regulations and Compliance
โข Securities and Exchange Commission (SEC) Regulations and Compliance
โข Compliance Program Development and Implementation
โข Compliance Monitoring and Testing
โข Compliance Reporting and Communication
โข Regulatory Ethics and Professional Conduct
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